SANTANDER SECURITIES LLC

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UUIDef435e2d-7997-5172-8194-cbb21ae79e26

TypeASSET_MANAGER

Status—

Created2025-10-23 02:23:49

Updated2025-10-23 02:24:38

Available Loaders

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

Open
SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

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Identifiers

Authority	Identifier	Display	As Of	Confidence
adv_crd	41791	41791	—	1.0
sec_file_number	801-56796	801-56796	—	—

Profile

Websitehttps://www.santanderbank.com/personal/investing

HQ CityBOSTON

HQ StateMA

HQ CountryUnited States

AUM (USD)—

AUM As OfNone

Aliases:

SANTANDER INVESTMENT SERVICES adv_part1_schedule_d_6a
SANTANDER SECURITIES adv_part1

ADV Metrics

Assets & Accounts

RAUM (total)2,553,311,017.0
RAUM (discretionary)2,553,311,017.0
Actionable assets45,989,161.0
Accounts10,401.0

Institutional Clients

Government AUM0.0
Pension AUM0.0
Charitable AUM1,607,057.0
HNW AUM0.0

As of 2025-07-29 00:00:00 • Source ia09022025.xlsx

People

Name	Title	Role	Email	Evidence
BANCO SANTANDER, S.A.	INDIRECT OWNER	OFFICER	—	{"filing_id": "2016910", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
BOWLER, DANIEL P	CHIEF FINANCIAL OFFICER	OFFICER	—	{"filing_id": "2016910", "owner_id": "5354805", "source": "adv_part1", "table": "Schedule_A_B"}
CARTER, LAWRENCE ANDREW	CHIEF COMPLIANCE OFFICER	OFFICER	—	{"filing_id": "2016910", "owner_id": "2113682", "source": "adv_part1", "table": "Schedule_A_B"}
CYLC, JOHN ALLAN II	NATIONAL BUSINESS DIRECTOR	OFFICER	—	{"filing_id": "2016910", "owner_id": "2917559", "source": "adv_part1", "table": "Schedule_A_B"}
NEURATH, DUSTIN	DIRECTOR	OFFICER	—	{"filing_id": "2016910", "owner_id": "8044630", "source": "adv_part1", "table": "Schedule_A_B"}
SANTANDER CAPITAL HOLDINGS, LLC	DIRECT OWNER	OFFICER	—	{"filing_id": "2016910", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
SANTANDER HOLDINGS USA, INC.	INDIRECT OWNER	OFFICER	—	{"filing_id": "2016910", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
SCHMITZ, NICOLE	CHIEF OPERATIONS OFFICER	OFFICER	—	{"filing_id": "2016910", "owner_id": "2815862", "source": "adv_part1", "table": "Schedule_A_B"}
SNYDER, JONATHAN ANDREW	PRESIDENT & CEO	OFFICER	—	{"filing_id": "2016910", "owner_id": "6514215", "source": "adv_part1", "table": "Schedule_A_B"}
VANNAH, JAMES DOUGLASS	CHIEF LEGAL OFFICER & SECRETARY	OFFICER	—	{"filing_id": "2016910", "owner_id": "5679595", "source": "adv_part1", "table": "Schedule_A_B"}
VILLANO, ALYSON NICOLE	DIRECTOR	OFFICER	—	{"filing_id": "2016910", "owner_id": "7473984", "source": "adv_part1", "table": "Schedule_A_B"}
WATSON, JONATHAN EDWARD	DIRECTOR	OFFICER	—	{"filing_id": "2016910", "owner_id": "7631421", "source": "adv_part1", "table": "Schedule_A_B"}

Outbound Affiliations

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Inbound Affiliations

Relation	Organization	Last Updated	Evidence
No inbound affiliations.

Evidence

adv_part1

data/raw/sec_adv/raw_adv/ADV_Filing_Data_20250901_20250930/IA_ADV_Base_A_20250901_20250930.csv 2025-10-23 02:24:38 • csv
```
{
  "date_submitted": "09/18/2025 03:07:13 PM",
  "filing_id": "2016910",
  "reg_type": "IA"
}
```