NOLLENBERGER MCCULLOUGH INVESTMENT ADVISORS LLC

UUIDedaf3512-b3f6-55f2-8306-ccc60097607e

TypeASSET_MANAGER

Status—

Created2025-10-23 02:23:52

Updated2025-10-23 02:24:36

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

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SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

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Authority	Identifier	Display	As Of	Confidence
adv_crd	165451	165451	—	1.0
sec_file_number	801-120348	801-120348	—	—

HQ CityMILL VALLEY

HQ StateCA

HQ CountryUnited States

AUM (USD)—

AUM As OfNone

As of 2025-06-12 00:00:00 • Source ia09022025.xlsx

Name	Title	Role	Email	Evidence
NOLLENBERGER, BRUCE, WESTON	MANAGING MEMBER	OFFICER	—	{"filing_id": "2019190", "owner_id": "823846", "source": "adv_part1", "table": "Schedule_A_B"}
BLOMQUIST, HERBERT, THEODORE	MEMBER	EMPLOYEE	—	{"filing_id": "2019190", "owner_id": "6831720", "source": "adv_part1", "table": "Schedule_A_B"}
FLEMING, ANDREW, ELLIOT	MEMBER	EMPLOYEE	—	{"filing_id": "2019190", "owner_id": "6831722", "source": "adv_part1", "table": "Schedule_A_B"}
HARRISON, MARYANN, FERGUSON	CCO	EMPLOYEE	—	{"filing_id": "2019190", "owner_id": "4873023", "source": "adv_part1", "table": "Schedule_A_B"}
HILL, RUSTIN, EDWIN	MEMBER	EMPLOYEE	—	{"filing_id": "2019190", "owner_id": "6831719", "source": "adv_part1", "table": "Schedule_A_B"}
MITCHELL, GEORGE, ROTHWELL	MEMBER	EMPLOYEE	—	{"filing_id": "2019190", "owner_id": "7324790", "source": "adv_part1", "table": "Schedule_A_B"}
Nollenberger, Barton, Jeffrey	MEMBER	EMPLOYEE	—	{"filing_id": "2019190", "owner_id": "7324791", "source": "adv_part1", "table": "Schedule_A_B"}
PEREZ, PETER, THOMAS	ASSOCIATE CHIEF COMPLIANCE OFFICE	EMPLOYEE	—	{"filing_id": "2019190", "owner_id": "4320916", "source": "adv_part1", "table": "Schedule_A_B"}
Susnow, Lawrence, Irving	MEMBER	EMPLOYEE	—	{"filing_id": "2019190", "owner_id": "6831721", "source": "adv_part1", "table": "Schedule_A_B"}
SUSNOW, RITA, CATHERINE	MEMBER	EMPLOYEE	—	{"filing_id": "2019190", "owner_id": "7324792", "source": "adv_part1", "table": "Schedule_A_B"}

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Relation	Organization	Last Updated	Evidence
No inbound affiliations.