EQUITY SERVICES, INC.

← Back to list

UUID9d3bd296-e380-5dad-adcc-d7efff92edb8

TypeASSET_MANAGER

Status—

Created2025-10-23 02:23:48

Updated2025-10-23 02:24:36

Available Loaders

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

Open
SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

Open

Identifiers

Authority	Identifier	Display	As Of	Confidence
adv_crd	265	265	—	1.0
sec_file_number	801-41722	801-41722	—	—

Profile

WebsiteHTTPS://WWW.EQUITY-SERVICES.COM

HQ CityMONTPELIER

HQ StateVT

HQ CountryUnited States

AUM (USD)—

AUM As OfNone

Aliases:

ESI FINANCIAL ADVISORS adv_part1

ADV Metrics

Assets & Accounts

RAUM (total)2,451,252,093.0
RAUM (discretionary)527,145,911.0
Actionable assets1,156,162,545.0
Accounts12,116.0

Institutional Clients

Government AUM—
Pension AUM69,527,648.0
Charitable AUM2,259,834.0
HNW AUM1,071,504,000.0

As of 2025-07-23 00:00:00 • Source ia09022025.xlsx

People

Name	Title	Role	Email	Evidence
ASSADI, MEHRAN	DIRECTOR & CHAIRMAN OF THE BOARD	OFFICER	—	{"filing_id": "2017332", "owner_id": "5270638", "source": "adv_part1", "table": "Schedule_A_B"}
AZARSHAHI, ATAOLLAH	PRESIDENT & CEO	OFFICER	—	{"filing_id": "2017332", "owner_id": "7270581", "source": "adv_part1", "table": "Schedule_A_B"}
COTTON, ROBERT EARL	DIRECTOR	OFFICER	—	{"filing_id": "2017332", "owner_id": "3085405", "source": "adv_part1", "table": "Schedule_A_B"}
DUNNE, REBECCA NASSAR	DIRECTOR	OFFICER	—	{"filing_id": "2017332", "owner_id": "3236752", "source": "adv_part1", "table": "Schedule_A_B"}
FRANKLIN, ROBERT	SVP, COMPLIANCE & CCO	OFFICER	—	{"filing_id": "2017332", "owner_id": "3213051", "source": "adv_part1", "table": "Schedule_A_B"}
FRAZEE, MATTHEW	DIRECTOR	OFFICER	—	{"filing_id": "2017332", "owner_id": "5979281", "source": "adv_part1", "table": "Schedule_A_B"}
KEENAN, JOHN FRANCIS	SVP, BUSINESS DEVELOPMENT	OFFICER	—	{"filing_id": "2017332", "owner_id": "2222699", "source": "adv_part1", "table": "Schedule_A_B"}
KUCINSKAS, ERIC KEITH	VP, FINOP & TREASURER	OFFICER	—	{"filing_id": "2017332", "owner_id": "6072823", "source": "adv_part1", "table": "Schedule_A_B"}
NATIONAL LIFE HOLDING COMPANY	SHAREHOLDER	OFFICER	—	{"filing_id": "2017332", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
NLV FINANCIAL CORPORATION	SHAREHOLDER	OFFICER	—	{"filing_id": "2017332", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
TEESE, GREGORY DWIGHT	SVP, OPERATIONS, COO	OFFICER	—	{"filing_id": "2017332", "owner_id": "2135269", "source": "adv_part1", "table": "Schedule_A_B"}
MCKENNY, IAN ANDREW	VP, CHIEF COUNSEL & SECRETARY	EMPLOYEE	—	{"filing_id": "2017332", "owner_id": "5352951", "source": "adv_part1", "table": "Schedule_A_B"}
PALMER, REBECCA	CHIEF INFORMATION SECURITY OFFICER	EMPLOYEE	—	{"filing_id": "2017332", "owner_id": "7320153", "source": "adv_part1", "table": "Schedule_A_B"}

Outbound Affiliations

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Inbound Affiliations

Relation	Organization	Last Updated	Evidence
No inbound affiliations.

Evidence

adv_part1

data/raw/sec_adv/raw_adv/ADV_Filing_Data_20250901_20250930/IA_ADV_Base_A_20250901_20250930.csv 2025-10-23 02:24:36 • csv
```
{
  "date_submitted": "09/23/2025 07:50:48 AM",
  "filing_id": "2017332",
  "reg_type": "IA"
}
```