D.A. DAVIDSON & CO.

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UUID8b441f83-cf0c-5bd5-964f-67fb6c14240b

TypeASSET_MANAGER

Status—

Created2025-10-23 02:23:48

Updated2025-10-23 02:24:36

Available Loaders

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

Open
SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

Open

Identifiers

Authority	Identifier	Display	As Of	Confidence
adv_crd	199	199	—	1.0
cik	0000027182	27182	—	—
lei	549300094RQ5A7DYLF51	549300094RQ5A7DYLF51	—	—
sec_file_number	801-45761	801-45761	—	—

Profile

Websitehttps://twitter.com/DADavidsonCo

HQ CityGREAT FALLS

HQ StateMT

HQ CountryUnited States

AUM (USD)—

AUM As OfNone

ADV Metrics

Assets & Accounts

RAUM (total)36,175,333,459.0
RAUM (discretionary)32,871,009,986.0
Actionable assets23,226,925,173.0
Accounts86,818.0

Institutional Clients

Government AUM356,599,133.0
Pension AUM520,456,342.0
Charitable AUM1,546,763,722.0
HNW AUM19,417,817,946.0

As of 2025-07-01 00:00:00 • Source ia09022025.xlsx

People

Name	Title	Role	Email	Evidence
BEAUPREZ, JACQUELINE ANN	SVP, GENERAL COUNSEL	OFFICER	—	{"filing_id": "2014086", "owner_id": "4075012", "source": "adv_part1", "table": "Schedule_A_B"}
CRONK, JAMES LEE	PRINCIPAL OPERATIONS OFFICER	OFFICER	—	{"filing_id": "2014086", "owner_id": "1104799", "source": "adv_part1", "table": "Schedule_A_B"}
D.A. DAVIDSON COMPANIES	HOLDING COMPANY	OFFICER	—	{"filing_id": "2014086", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
DISPENSE, MARC RUSSELL	PRESIDENT, FIXED INCOME CAPITAL MARKETS	OFFICER	—	{"filing_id": "2014086", "owner_id": "4655410", "source": "adv_part1", "table": "Schedule_A_B"}
MARTINEZ, LAWRENCE TODD	CHARIMAN AND CEO, D.A. DAVIDSON COMPANIES, DIRECTOR	OFFICER	—	{"filing_id": "2014086", "owner_id": "4596308", "source": "adv_part1", "table": "Schedule_A_B"}
MCCUBBIN, JARED C	SVP, CHIEF COMPLIANCE OFFICER	OFFICER	—	{"filing_id": "2014086", "owner_id": "4969077", "source": "adv_part1", "table": "Schedule_A_B"}
MCKINNEY, RORY ADAM	PRESIDENT, EQUITY CAPITAL MARKETS	OFFICER	—	{"filing_id": "2014086", "owner_id": "4735577", "source": "adv_part1", "table": "Schedule_A_B"}
PURPURA, MICHAEL JOSEPH	PRESIDENT, WEALTH MANAGEMENT, DIRECTOR	OFFICER	—	{"filing_id": "2014086", "owner_id": "2095576", "source": "adv_part1", "table": "Schedule_A_B"}
ZADICK, JUSTINE MILNE	PRINCIPAL FINANCIAL OFFICER	OFFICER	—	{"filing_id": "2014086", "owner_id": "6452559", "source": "adv_part1", "table": "Schedule_A_B"}
D.A. DAVIDSON TRUST COMPANY	TRUSTEE	EMPLOYEE	—	{"filing_id": "2014086", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST	SHAREHOLDER	EMPLOYEE	—	{"filing_id": "2014086", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}

Outbound Affiliations

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Inbound Affiliations

Relation	Organization	Last Updated	Evidence
No inbound affiliations.

Evidence

adv_part1

data/raw/sec_adv/raw_adv/ADV_Filing_Data_20250901_20250930/IA_ADV_Base_A_20250901_20250930.csv 2025-10-23 02:24:36 • csv
```
{
  "date_submitted": "09/03/2025 04:07:28 PM",
  "filing_id": "2014086",
  "reg_type": "IA"
}
```