MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UUID4d3da44f-f412-5943-9ae2-a89ca997c88c

TypeASSET_MANAGER

Status—

Created2025-10-23 02:23:49

Updated2025-10-23 02:24:38

Available Loaders

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

Open
SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

Open

Identifiers

Authority	Identifier	Display	As Of	Confidence
adv_crd	7691	7691	—	1.0
cik	0000728612	728612	—	—
lei	8NAV47T0Y26Q87Y0QP81	8NAV47T0Y26Q87Y0QP81	—	—
sec_file_number	801-14235	801-14235	—	—

Profile

WebsiteHTTP://WWW.BOFAML.COM/

HQ CityNEW YORK

HQ StateNY

HQ CountryUnited States

AUM (USD)—

AUM As OfNone

ADV Metrics

Assets & Accounts

RAUM (total)1,511,090,925,436.0
RAUM (discretionary)388,431,319,545.0
Actionable assets1,215,877,555,234.0
Accounts3,085,811.0

Institutional Clients

Government AUM0.0
Pension AUM53,277,275,856.0
Charitable AUM35,832,243,075.0
HNW AUM1,012,557,565,678.0

As of 2025-07-28 00:00:00 • Source ia09022025.xlsx

People

Name	Title	Role	Email	Evidence
BAC NORTH AMERICA HOLDING COMPANY	SHAREHOLDER	OFFICER	—	{"filing_id": "2017693", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
BANK OF AMERICA CORPORATION	SHAREHOLDER	OFFICER	—	{"filing_id": "2017693", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
FAHMY, NANCY MONIR	DIRECTOR	OFFICER	—	{"filing_id": "2017693", "owner_id": "2689751", "source": "adv_part1", "table": "Schedule_A_B"}
GELLENE, MATTHEW THOMAS	DIRECTOR	OFFICER	—	{"filing_id": "2017693", "owner_id": "1977160", "source": "adv_part1", "table": "Schedule_A_B"}
HANS, LINDSAY DENARDO	STATE DESIGNATED PRINCIPAL & DIRECTOR	OFFICER	—	{"filing_id": "2017693", "owner_id": "4429443", "source": "adv_part1", "table": "Schedule_A_B"}
NB HOLDINGS CORPORATION	SHAREHOLDER	OFFICER	—	{"filing_id": "2017693", "owner_id": null, "source": "adv_part1", "table": "Schedule_A_B"}
SABBIA, LORNA ROSE	DIRECTOR	OFFICER	—	{"filing_id": "2017693", "owner_id": "1873495", "source": "adv_part1", "table": "Schedule_A_B"}
SCHIMPF, ERIC A	DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL	OFFICER	—	{"filing_id": "2017693", "owner_id": "2494318", "source": "adv_part1", "table": "Schedule_A_B"}
AXELROD, SUSAN F	CHIEF COMPLIANCE OFFICER	EMPLOYEE	—	{"filing_id": "2017693", "owner_id": "6949587", "source": "adv_part1", "table": "Schedule_A_B"}
HEATON, DAVID CARLETON JR	CHIEF LEGAL OFFICER	EMPLOYEE	—	{"filing_id": "2017693", "owner_id": "5972432", "source": "adv_part1", "table": "Schedule_A_B"}
MOONEY, SARA RATHBONE	CHIEF FINANCIAL OFFICER	EMPLOYEE	—	{"filing_id": "2017693", "owner_id": "7616382", "source": "adv_part1", "table": "Schedule_A_B"}
SANTANNA, VINCENT C.	CHIEF OPERATIONS OFFICER & FINOP	EMPLOYEE	—	{"filing_id": "2017693", "owner_id": "5290525", "source": "adv_part1", "table": "Schedule_A_B"}

Outbound Affiliations

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Inbound Affiliations

Relation	Organization	Last Updated	Evidence
No inbound affiliations.

Evidence

adv_part1

data/raw/sec_adv/raw_adv/ADV_Filing_Data_20250901_20250930/IA_ADV_Base_A_20250901_20250930.csv 2025-10-23 02:24:38 • csv
```
{
  "date_submitted": "09/23/2025 04:25:12 PM",
  "filing_id": "2017693",
  "reg_type": "IA"
}
```

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Available Loaders

SEC Form ADV (XLSX Metrics)

SEC Form ADV Part 1 (Bulk)

Identifiers

Profile

ADV Metrics

Assets & Accounts

Institutional Clients

People

Outbound Affiliations

Inbound Affiliations

Evidence

adv_part1