RUGGIERO INVESTMENTS, INC.

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UUID302afe30-644d-5811-9cf1-6a9985c4bf29

TypeASSET_MANAGER

Status—

Created2025-10-23 02:23:52

Updated2025-10-23 02:24:36

Available Loaders

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

Open
SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

Open

Identifiers

Authority	Identifier	Display	As Of	Confidence
adv_crd	169180	169180	—	1.0
sec_file_number	801-131800	801-131800	—	—

Profile

Websitehttps://www.instagram.com/ruggieroinvestments/

HQ CityWEST PALM BEACH

HQ StateFL

HQ CountryUnited States

AUM (USD)—

AUM As OfNone

Aliases:

RUGGIERO INVESTMENTS adv_part1

ADV Metrics

Assets & Accounts

RAUM (total)114,000,000.0
RAUM (discretionary)114,000,000.0
Actionable assets39,000,000.0
Accounts742.0

Institutional Clients

Government AUM—
Pension AUM2,000,000.0
Charitable AUM15,000,000.0
HNW AUM20,000,000.0

As of 2025-07-21 00:00:00 • Source ia09022025.xlsx

People

Name	Title	Role	Email	Evidence
RUGGIERO, THOMAS, ANTHONY	CEO	OFFICER	—	{"filing_id": "2017587", "owner_id": "1525862", "source": "adv_part1", "table": "Schedule_A_B"}
RUGGIERO, THOMAS, WESLEY	PRESIDENT	OFFICER	—	{"filing_id": "2017587", "owner_id": "6582501", "source": "adv_part1", "table": "Schedule_A_B"}
RUGGIERO, CHRISTOPHER, THOMAS	CHIEF COMPLIANCE OFFICER AND EXECUTIVE VICE PRESIDENT	EMPLOYEE	—	{"filing_id": "2017587", "owner_id": "4577306", "source": "adv_part1", "table": "Schedule_A_B"}

Name

Title

Role

Evidence

RUGGIERO, THOMAS, ANTHONY

CEO

OFFICER

—

{"filing_id": "2017587", "owner_id": "1525862", "source": "adv_part1", "table": "Schedule_A_B"}

RUGGIERO, THOMAS, WESLEY

PRESIDENT

OFFICER

—

{"filing_id": "2017587", "owner_id": "6582501", "source": "adv_part1", "table": "Schedule_A_B"}

RUGGIERO, CHRISTOPHER, THOMAS

CHIEF COMPLIANCE OFFICER AND EXECUTIVE VICE PRESIDENT

EMPLOYEE

—

{"filing_id": "2017587", "owner_id": "4577306", "source": "adv_part1", "table": "Schedule_A_B"}

Outbound Affiliations

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Inbound Affiliations

Relation	Organization	Last Updated	Evidence
No inbound affiliations.

Evidence

adv_part1

data/raw/sec_adv/raw_adv/ADV_Filing_Data_20250901_20250930/IA_ADV_Base_A_20250901_20250930.csv 2025-10-23 02:24:36 • csv
```
{
  "date_submitted": "09/24/2025 01:36:30 PM",
  "filing_id": "2017587",
  "reg_type": "IA"
}
```

RUGGIERO INVESTMENTS, INC.

Available Loaders

SEC Form ADV (XLSX Metrics)

SEC Form ADV Part 1 (Bulk)

Identifiers

Profile

ADV Metrics

Assets & Accounts

Institutional Clients

People

Outbound Affiliations

Inbound Affiliations

Evidence

adv_part1