M4A3 LLC

UUID1549dee4-dfa3-5b96-833c-0f2732f9ca37

TypeASSET_MANAGER

Status—

Created2025-10-23 02:23:56

Updated2025-10-23 02:24:38

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

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SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

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Authority	Identifier	Display	As Of	Confidence
adv_crd	336172	336172	—	1.0
sec_file_number	801-132765	801-132765	—	—

HQ CityBOULDER

HQ StateCO

HQ CountryUnited States

AUM (USD)—

AUM As OfNone

As of 2025-07-23 00:00:00 • Source ia09022025.xlsx

Name	Title	Role	Email	Evidence
Sherman, Mandi, Michelle	MANAGING MEMBER, FOUNDER, CHIEF OPERATIONS OFFICER & CHIEF COMPLIANCE OFFICER	OFFICER	—	{"filing_id": "2014707", "owner_id": "8070922", "source": "adv_part1", "table": "Schedule_A_B"}
SHERMAN, MICHAEL, JOHN	MANAGING MEMBER, FOUNDER & CHIEF EXECUTIVE OFFICER	OFFICER	—	{"filing_id": "2014707", "owner_id": "2286858", "source": "adv_part1", "table": "Schedule_A_B"}

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Relation	Organization	Last Updated	Evidence
No inbound affiliations.