GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC

UUID148bf301-5a8f-572e-9d4f-2e0c26ca821e

TypeASSET_MANAGER

Status—

Created2025-10-23 02:23:50

Updated2025-10-23 02:23:50

SEC Form ADV (XLSX Metrics)

Loads advanced metrics from the monthly IAPD XLSX exports (RAUM breakdown, client mix, service flags) into the adv_metrics table.

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SEC Form ADV Part 1 (Bulk)

Loads Form ADV Part 1 bulk data from the local CSV snapshot. Includes headquarters info, aliases, control persons, and evidence links.

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Authority	Identifier	Display	As Of	Confidence
adv_crd	129288	129288	—	1.0
cik	0001280782	1280782	—	—
lei	5493006FBKA0W3QZI223	5493006FBKA0W3QZI223	—	—
sec_file_number	801-62515	801-62515	—	—

HQ CityCHICAGO

HQ StateIL

HQ CountryUnited States

AUM (USD)—

AUM As OfNone

Aliases:

As of 2025-05-14 00:00:00 • Source ia09022025.xlsx

Name	Title	Role	Email	Evidence
No people recorded.

Relation	Organization	Last Updated	Evidence
No outbound affiliations.

Relation	Organization	Last Updated	Evidence
No inbound affiliations.

No evidence recorded for this organization yet.